Financial Services

Financial Service organizations have unique guidelines and requirements that they are mandated to follow and as a result, have different policy management and GRC needs than other industries. Heavy competition, high volume of new regulations, and heightened cyber risks mean financial institutions must be ready to make data-driven decisions to govern their organizations more effectively. Digitally transforming policy management practices with DocTract optimizes financial services for maximum resiliency, innovation, and performance.

Interactive Dashboard
No Installations
Direct Editor Integration
Easy to Use Interface
Mobile Enabled
Collaboration and Approvals
Overdue Reminders

Financial Services

Capabilities Important to You


Best practice Policy Management for your compliance framework

Publish History

Retrieve the exact version from any date

Automated Manuals

Generate point in time manuals for staff or auditors

Workflow Automation

Make sure the right people review the right documents automatically

Search Library

Full text search customized search portal


Be confident that employees have seen the latest updates

Regulations Mapping

Map your documents to Regulatory Standards

“With DocTract we are able to manage our policies and procedures with effective governance processes and to give easy access to all staff using multiple dimensions ”

Financial Services

Chief Risk and Compliance Officer

“The overall experience has been great. Anyone we have dealt with at any touch point has been professional and helpful. Our employees enjoy the ease of use of the product. DocTract's cloud-based platform has made housing, updating, and maintaining policies and procedures much easier and efficient.”


Law Clerk

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Dedicated Cloud Platform. Rapid Deployment.

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